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Cathy Lauria


Compliance Manager at The Leaders Group, Inc., Member Finra/sipc
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Cathy Lauria's Contact Information

Email (work) ***** leadersgroup.net
LinkedIn URL linkedin.com/in/catcen a-234sor
Company The Leaders Group, Inc., Member Finra/sipc
Residence United States, Colorado, Littleton
Last updated 2024-09-16
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Compliance Officers ensure businesses operate legally and ethically by staying informed on laws, policies, regulations and standards.
Compliance Officers may also identify as Compliance Analysts.
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Cathy Lauria's current details

Current Title
Compliance Manager
Type of Role
Compliance Officer
 just 0.1% from United States work as a Compliance Officer
Job functions
Legal, Operations and Quality Assurance
Job Seniority
Non Management
  74% from United States are employed in Non Management
Current Industry
Financial Serviccen soredcen sor edcensored censoredc
Location
United States, Colorado, Littleton
Experience (tracked since 1972)
▪ c ensore experience at The Leaders Group, Inc., Member Finra/sipc
▪ ce nsore experience as Compliance Manager
  200% more than average experience as Compliance Officer in United States
Work-life tracked since 1972
Cathy Lauria had a total of X different roles since 1972
Skills & Expertise
▪ AML
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    9 more skills ...


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Company "The Leaders Group, Inc., Member Finra/sipc"

Company size
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Year Founded
1994
Website
http://www.leadersgroup.net
Linkedin Profile
https://linkedin.com/company/thecen rs-grsor
Industrial Field
Financial Services, Banking, and Investment Solutions
Headquarter
United States, Colorado, Littleton

Cathy Lauria's Work History
data available since 1972

  • 2022 (6 months)
    The Leaders Group, Inc., Member Finra/sipc
    United States
    Compliance Manager
    Financial Services, Banking, and Investment Solutions
    The Leaders Group, Inc., Member Finra/sipc
    https://linkedin.com/company/the-leaders-group
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Cathy Lauria's Professional Experience


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Cathy Lauria's Education

  • - Saint John's censoredce
  • - Saint censore dcen soredc
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Frequently asked questions

What company does Cathy Lauria work for?
Cathy Lauria is working for The Leaders Group, Inc., Member Finra/sipc
What is Cathy Lauria's title at The Leaders Group, Inc., Member Finra/sipc?
Cathy's title is , Compliance Manager
What is Cathy Lauria's Seniority at The Leaders Group, Inc., Member Finra/sipc?
Cathy Lauria has been with The Leaders Group, Inc., Member Finra/sipc for 6 months and is a normal employee
For how long is Cathy Lauria working as a Compliance Manager?
Cathy Lauria has 7+ years experience as Compliance Manager.
What are Cathy Lauria's functions as a Compliance Manager ?
Cathy Lauria is responsible for Legal, Quality Asscensore dcensoredc
What is Cathy Lauria's email contact?
Cathy Lauria's email address is *****@leadersgroup.net
Which education does Cathy Lauria have?
Cathy Lauria has a Bachelor degree from Scens oredce nsoredcens.
Who are similar contacts like Cathy Lauria ?
Some similar contacts are Susann Comer, Alan Smith, Ivan Urriago., Carrie Mezek, Michael Ward and Deborah Powers.

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