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Chief Compliance Officer


Chief Compliance Officer at Esposito Securities LLC
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Chief Compliance Officer's Contact Information

Email (work) ********* espositoglobal.com
LinkedIn URL linkedin.com/in/jacen 0162sor
Company Esposito Securities LLC
Residence United States, Texas, Dallas
Last updated 2022-05-13
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Compliance Officers ensure businesses operate legally and ethically by staying informed on laws, policies, regulations and standards.
Compliance Officers may also identify as Compliance Analysts.
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Chief Officer's current details

Current Title
Chief Compliance Officer
Type of Role
Compliance Officer
 just 0.1% from United States work as a Compliance Officer
Job functions
Legal, Operations and Quality Assurance
Job Seniority
Non Management
  74% from United States are employed in Non Management
Current Industry
Financial Serviccen soredcen sor edcensored censoredc
Location
United States, Texas, Dallas
Experience (tracked since 1986)
▪ c ensore experience at Esposito Securities LLC
▪ c ensore experience as Chief Compliance Officer
Work-life tracked since 1986
Chief Officer had a total of X different roles since 1986
Skills & Expertise
▪ Analysis
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    9 more skills ...


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Company "Esposito Securities LLC"

Company size
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Year Founded
2006
Website
http://www.espositoglobal.com
Linkedin Profile
https://linkedin.com/company/espocen uritiesor
Industrial Field
Financial Services, Banking, and Investment Solutions
Headquarter
United States, Texas, Dallas
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Esposito Securities LLC

Chief Compliance Officer's Work History
data available since 1986

  • 2018 (6 months)
    Esposito Securities LLC
    United States
    Chief Compliance Officer
    Financial Services, Banking, and Investment Solutions
    Esposito Securities LLC
    https://linkedin.com/company/esposito-securities-llc
  • 20XX (7+ censo)
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  • 19XX (15c ensor)
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    https://linkedin.com/company/fcen knsor
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Chief Officer's Professional Experience


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Chief Compliance Officer's Education

  • 20XX - 19XX - St. Mary's censoredce
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Frequently asked questions

What company does Chief Officer work for?
Chief Officer is working for Esposito Securities LLC
What is Chief Officer's title at Esposito Securities LLC?
Chief's title is , Chief Compliance Officer
What is Chief Officer's Seniority at Esposito Securities LLC?
Chief Officer has been with Esposito Securities LLC for 6 months and is a normal employee
For how long is Chief Officer working as a Chief Compliance Officer?
Chief Officer has 6 months experience as Chief Compliance Officer.
What are Chief Officer's functions as a Chief Compliance Officer ?
Chief Officer is responsible for Legal, Quality Asscensore dcensoredc
What is Chief Officer's email contact?
Chief Officer's email address is *********@espositoglobal.com
Which education does Chief Officer have?
Chief Officer has a Bachelor degree from Sce nsored censoredce.
Who are similar contacts like Chief Officer ?
Some similar contacts are Reecha Patel, Jonathan Sans, Christine Benefield, Karen Lessard, Bridgette Smith and Alok Patro.

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