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Compliance Surveillance Analyst


Compliance Surveillance Analyst, Fixed Income at Daiwa Capital Markets America Inc.
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Compliance Surveillance Analyst's Contact Information

Email (work) ************ daiwacm.com
LinkedIn URL linkedin.com/in/wcen d2sor
Tel. (Company) +1 212-612-XXXX
Company Daiwa Capital Markets America Inc.
Residence United States, New York, New York
Last updated 2022-05-05
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Compliance Officers ensure businesses operate legally and ethically by staying informed on laws, policies, regulations and standards.
Compliance Officers may also identify as Compliance Analysts.
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Compliance Analyst's current details

Current Title
Compliance Surveillance Analyst, Fixed Income
Type of Role
Compliance Officer
 just 0.1% from United States work as a Compliance Officer
Job functions
Business Development, Legal and Quality Assurance
Job Seniority
Non Management
  74% from United States are employed in Non Management
Current Industry
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Location
United States, New York, New York
Experience (tracked since 2016)
▪ c ensore experience at Daiwa Capital Markets America Inc.
▪ ce nsore experience as Compliance Surveillance Analyst, Fixed Income
Work-life tracked since 2016
Compliance Analyst had a total of X different roles since 2016
Skills & Expertise
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    17 more skills ...


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Company "Daiwa Capital Markets America Inc."

Company size
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Year Founded
1964
Website
http://www.daiwacm.com
Linkedin Profile
https://linkedin.com/company/daiwacen kets-eursor
Industrial Field
Acquisition, Investment Banking and Financing
Headquarter
United States, New York, New York
Full Company Profile
Daiwa Capital Markets America Inc.

Compliance Surveillance Analyst's Work History
data available since 2016

  • 2021 (6 months)
    Daiwa Capital Markets America Inc.
    United States
    Compliance Surveillance Analyst
    Informatics, Information Services and Technology
    Daiwa Capital Markets America Inc.
    https://linkedin.com/company/daiwa-capital-markets-europe-ltd
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Compliance Analyst's Professional Experience


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Compliance Surveillance Analyst's Education

  • 20XX - 20XX - Saint Joseph'c ensoredcen
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    https://linkedin.com/company/initiativcen ness-and-entresor
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Frequently asked questions

What company does Compliance Analyst work for?
Compliance Analyst is working for Daiwa Capital Markets America Inc.
What is Compliance Analyst's title at Daiwa Capital Markets America Inc.?
Compliance's title is , Compliance Surveillance Analyst, Fixed Income
What is Compliance Analyst's Seniority at Daiwa Capital Markets America Inc.?
Compliance Analyst has been with Daiwa Capital Markets America Inc. for 6 months and is a normal employee
For how long is Compliance Analyst working as a Compliance Surveillance Analyst, Fixed Income?
Compliance Analyst has 3+ years experience as Compliance Surveillance Analyst, Fixed Income.
What are Compliance Analyst's functions as a Compliance Surveillance Analyst, Fixed Income ?
Compliance Analyst is responsible for Business Development, Qcensor edcensored censo
What is Compliance Analyst's company phone number?
Compliance Analyst's company phone number is +1 212-612-****
What is Compliance Analyst's email contact?
Compliance Analyst's email address is ************@daiwacm.com
Which education does Compliance Analyst have?
Compliance Analyst has a Secondary-post degree from Scens oredcens oredcensor.

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