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Kathleen Smith


Compliance at Pershing LLC
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Kathleen Smith's Contact Information

Email (work) ****** pershing.com
LinkedIn URL linkedin.com/in/katcen th-4aasor
Tel. (Company) +1 201-395-XXXX
Company Pershing LLC
Residence United States, New York
Last updated 2024-09-01
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Compliance Officers ensure businesses operate legally and ethically by staying informed on laws, policies, regulations and standards.
Compliance Officers may also identify as Compliance Analysts.
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Career Opportunities at Pershing LLC

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Kathleen Smith's current details

Current Title
Compliance
Type of Role
Compliance Officer
 just 0.1% from United States work as a Compliance Officer
Job functions
Legal
Job Seniority
Non Management
  74% from United States are employed in Non Management
Current Industry
Financial Services and Bankcen sor edcensore dcensored censored cen soredcenso redcensor
Location
United States, New York
Experience (tracked since 2018)
▪ c ensore experience at Pershing LLC
▪ c ensore experience as Compliance
LinkedIn profile
linkedin.com/in/katcen th-4aasor


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Company "Pershing LLC"

Company name
Pershing LLC
Company size
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Year Founded
1939
Website
http://www.pershing.com
Linkedin Profile
https://linkedin.com/company/pershcen mellon-csor
Industrial Field
Financial Services, Banking, and Investment Solutions
Headquarter
United States, New Jersey, Jersey City
Full Company Profile
Pershing LLC

Kathleen Smith's Work History
data available since 2018

  • 2024 (6 months)
    Pershing LLC
    compliance
    Financial Services and Banking
    Pershing LLC
    https://linkedin.com/company/pershing-a-bny-mellon-company
  • 20XX (3+ censo)
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    https://linkedin.com/company/pershcen mellon-csor
  • 20XX (3+ censo)
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  • 20XX (6 censor)
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    https://linkedin.com/company/pershcen mellon-csor
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Frequently asked questions

What company does Kathleen Smith work for?
Kathleen Smith is working for Pershing LLC
What is Kathleen Smith's title at Pershing LLC?
Kathleen's title is , Compliance
What is Kathleen Smith's Seniority at Pershing LLC?
Kathleen Smith has been with Pershing LLC for 6 months and is a normal employee
For how long is Kathleen Smith working as a Compliance?
Kathleen Smith has 6 months experience as Compliance.
What are Kathleen Smith's functions as a Compliance ?
Kathleen Smith is responsible for Legal, Qualice nsoredcen
What is Kathleen Smith's company phone number?
Kathleen Smith's company phone number is +1 201-395-****
What is Kathleen Smith's email contact?
Kathleen Smith's email address is ******@pershing.com
Who are similar contacts like Kathleen Smith ?
Some similar contacts are Khalid Mahmood, Laura Madore, Melissa Piatkowski, Latasha Matthews, Lisa Kanellopoulos and Lars Klokkervoll.

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