LocationUnited States , New York, New York Websitehttps://www.sec.gov Company Sizecensoredcens Employees4716 profiles available Last Updated2023-03-14
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Compliance Officers ensure businesses operate legally and ethically by staying informed on laws, policies, regulations and standards. Compliance Officers may also identify as Compliance Analysts. Contact professional Compliance Officers to work on your projects via e-mail or phone with our services.
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Roland Lo's current details
Current Title Securities Compliance Examiner
Type of Role Compliance Officer
just 0.1% from United States work as a Compliance Officer
Job functions Legal
Job Seniority Non Management
74% from United States are employed in Non Management
Current Industry Financial Services, Banking, acensoredcensoredcensoredcensoredcensoredcensoredcensoredcensore
Location United States, Washington, Seattle
Experience (tracked since 2008) ▪ censoredce experience at U.s. Securities And Exchange Commission ▪ censored experience as Securities Compliance Examiner
276% more than average experience as Compliance Officer in United States
Work-life tracked since 2008 Roland Lo had a total of X different roles since 2008
Roland Lo's Work History
data available since 2008
2024
(a few months) U.s. Securities And Exchange Commission United States Securities Compliance Examiner Financial Services, Banking, and Investment Solutions U.s. Securities And Exchange Commission https://linkedin.com/company/hyperion-therapeutics
19XX - 19XX - University of Marycensoredcensore Bachelorcensoredcensoredcensoredce https://linkedin.com/company/univcenf-marysor
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Frequently asked questions
What company does Roland Lo work for? Roland Lo is working for U.s. Securities And Exchange Commission
What is Roland Lo's title at U.s. Securities And Exchange Commission? Roland's title is , Securities Compliance Examiner
What is Roland Lo's Seniority at U.s. Securities And Exchange Commission? Roland Lo has been with U.s. Securities And Exchange Commission for a few months and is a normal employee
For how long is Roland Lo working as a Securities Compliance Examiner? Roland Lo has 15+ years experience as Securities Compliance Examiner.
What are Roland Lo's functions as a Securities Compliance Examiner ? Roland Lo is responsible for Legal, Qualicensoredcen
What is Roland Lo's company phone number? Roland Lo's company phone number is +1 831-240-****
What is Roland Lo's email contact? Roland Lo's email address is *********@mufg.jp
Which education does Roland Lo have? Roland Lo has a Secondary-post degree from Ucensoredcensoredcensoredcensor.
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