Compliance Examiner, Member Regulation, Sales Practice Department Financial Industry Regulatory Author
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Scott Lau's Contact Information
Email (work)*********finra.org LinkedIn URLlinkedin.com/in/sccen948bsor PositionFinancial Industry Regulatory Author Residence
United States, New Jersey, Edison Last updated2018-01-28 Remove my information
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Compliance Officers ensure businesses operate legally and ethically by staying informed on laws, policies, regulations and standards. Compliance Officers may also identify as Compliance Analysts. Contact professional Compliance Officers to work on your projects via e-mail or phone with our services.
Current Title Compliance Examiner, Member Regulation, Sales Practice Department
Type of Role Compliance Officer
just 0.1% from United States work as a Compliance Officer
Job functions Legal, Quality Assurance and Sales
Job Seniority Non Management
74% from United States are employed in Non Management
Current Industry Bookkeeping and Accounting Scensoredcensoredcensoredcensoredcensoredcensoredcensoredce
Location United States, New Jersey, Edison
Experience (tracked since 2012) ▪ censore experience at Financial Industry Regulatory Author ▪ censore experience as Compliance Examiner, Member Regulation, Sales Practice Department
Work-life tracked since 2012 Scott Lau had a total of X different roles since 2012
Hobbies & Interests
▪ Playing/watching football
▪ Rcensoredcenso
▪ Scensore
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Scott Lau's Work History
data available since 2012
2018
(6 months) Financial Industry Regulatory Author United States Compliance Examiner, Member Regulation, Sales Practice Department Bookkeeping and Accounting Services
20XX
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20XX
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Scott Lau's Professional Experience
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Scott Lau's Education
20XX - 20XX - Rutgers, The State University censoredcensoredcensored Bachelor censoredcensoredcensoredce
- Ediscensoredcens
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Frequently asked questions
What company does Scott Lau work for? Scott Lau is working for Financial Industry Regulatory Author
What is Scott Lau's title at Financial Industry Regulatory Author? Scott's title is , Compliance Examiner, Member Regulation, Sales Practice Department
What is Scott Lau's Seniority at Financial Industry Regulatory Author? Scott Lau has been with Financial Industry Regulatory Author for 6 months and is a normal employee
For how long is Scott Lau working as a Compliance Examiner, Member Regulation, Sales Practice Department? Scott Lau has 6 months experience as Compliance Examiner, Member Regulation, Sales Practice Department.
What are Scott Lau's functions as a Compliance Examiner, Member Regulation, Sales Practice Department ? Scott Lau is responsible for Legal, Sales, Qucensoredcensor
What is Scott Lau's email contact? Scott Lau's email address is *********@finra.org
Which education does Scott Lau have? Scott Lau has a Bachelor degree from Rcensoredcensoredcensoredcensoredcensoredcensoredc.
Who are similar contacts like Scott Lau ? Some similar contacts are Denise Rall, Chirayu Patel, Christina Dang, Doreen Gossage, Charles Williams and Crystal Flax.
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