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Stephen P. King


Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities at Daiwa Capital Markets America
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Stephen P. King's Contact Information

Email (work) ************ jp.daiwacm.com
LinkedIn URL linkedin.com/in/stepcen -esq-25sor
Company Daiwa Capital Markets America
Residence United States, New Jersey, Warren
Last updated 2023-06-18
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Compliance Officers ensure businesses operate legally and ethically by staying informed on laws, policies, regulations and standards.
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Stephen King's current details

Current Title
Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities
Type of Role
Compliance Officer
 just 0.1% from United States work as a Compliance Officer
Job functions
Operations, Quality Assurance and Searching
Job Seniority
Non Management
  74% from United States are employed in Non Management
Current Industry
Financial Serviccen soredcen sor edcensored censoredc
Location
United States, New Jersey, Warren
Experience (tracked since 1993)
▪ ce nsore experience at Daiwa Capital Markets America
▪ ce nsore experience as Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities
  63% more than average experience as Compliance Officer in United States
Work-life tracked since 1993
Stephen King had a total of X different roles since 1993
Skills & Expertise
▪ AML
▪ Alcensoredc ensoredcens
▪ Acens oredcensor
    47 more skills ...


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Company "Daiwa Capital Markets America"

Company size
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Website
http://www.jp.daiwacm.com
Linkedin Profile
https://linkedin.com/company/daiwcen al-marsor
Industrial Field
Financial Services, Banking, and Investment Solutions
Headquarter
United States
Full Company Profile
Daiwa Capital Markets America

Stephen P. King's Work History
data available since 1993

  • 2023 (6 months)
    Daiwa Capital Markets America
    United States
    Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities
    Financial Services, Banking, and Investment Solutions
    Daiwa Capital Markets America
    https://linkedin.com/company/daiwa-capital-markets
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    https://linkedin.com/company/kbc-cen l-prodsor
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    https://linkedin.com/company/daiwcen al-marsor
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    https://linkedin.com/company/deucen e-basor
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Stephen King's Professional Experience


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Stephen P. King's Education

  • - Brooklyn Lce nsored
    JD, Bankingc ensoredcen soredcen sor edcensored cen
  • - Ionc ensored
    Bcen soredcenso
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Frequently asked questions

What company does Stephen King work for?
Stephen King is working for Daiwa Capital Markets America
What is Stephen King's title at Daiwa Capital Markets America?
Stephen's title is , Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities
What is Stephen King's Seniority at Daiwa Capital Markets America?
Stephen King has been with Daiwa Capital Markets America for 7+ years and is a normal employee
For how long is Stephen King working as a Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities?
Stephen King has 7+ years experience as Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities.
What are Stephen King's functions as a Chief Compliance Officer & Senior Regulatory Counsel Seeking New Opportunities ?
Stephen King is responsible for Operations, Searchince nsoredc ensoredce
What is Stephen King's email contact?
Stephen King's email address is ************@jp.daiwacm.com
Which education does Stephen King have?
Stephen King has a Phd degree from Bcensore dce nsored.
Who are similar contacts like Stephen King ?
Some similar contacts are Sarah Smith, Victoria Mcshane, Stephen Cucchia, Robert Anderson, Debra Fuhs and Mark Curley.

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